James Joseph Zabatta

Current Employers

Employment History

• 07/2014 → 03/2020
  Ameriprise Financial Services, Inc.
  Melville, NY
• 03/2020 → 08/2025
  Ameriprise Financial Services, Llc
  Garden City, NY
• 08/2025 → Present
  Lpl Enterprise, Llc
  Melville, NY

Previous Registrations

• 2021-04-16 → 2025-08-15
  Ameriprise Financial Services, Llc
  Jericho, NY
  Jericho, NY
  Massapequa, NY
  Garden City, NY
  N H P, NY
• 2010-02-08 → 2014-07-22
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2013-07-12 → 2013-07-22
  Professional Planning Services
  Melville, NY

Other Businesses

1. 07/30/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - New Hyde Park, NY - Start Date 07/30/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 07/30/2025 - JAMES ZABATTA N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - New Hyde Park, NY - Start Date 07/30/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 07/30/2025 - The Compassionate Friends of Rockville Centre - Non-Profit Board Member - NOT INV REL - New Hyde Park, NY - Start Date 05/01/2022 - 8 HRS/MO | 0 HRS/MO DURING TRADING 4. 07/30/2025 - BSA (formerly Boy Scouts of America) - Non-profit volunteer (not on board) - NOT INV REL - New Hyde Park, NY - Start Date 09/01/2010 - 6 HRS/MO | 0 HRS/MO DURING TRADING 5. 07/30/2025 - Zachary James Zabatta Foundation - Non-Profit Board Member - NOT INV REL - New Hyde Park, NY - Start Date 03/01/2022 - 20 HRS/MO | 0 HRS/MO DURING TRADING 6. 07/30/2025 - JAMES ZABATTA Non Variable Insurance - Non-Variable Insurance - INV REL - New Hyde Park, NY - Start Date 06/01/2010 - 10 HRS/MO | 10 HRS/MO DURING TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-05-29

Designations