Charles Richman Allen

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2019-02-18
TX	RA	APPROVED_RES	2018-10-24
NJ	RA	APPROVED	2009-06-01

DE RA
APPROVED

Since 2019-02-18
TX RA
APPROVED_RES

Since 2018-10-24
NJ RA
APPROVED

Since 2009-06-01

Branch Locations

500 Dupont Field Blvd. Suite 300, Greenville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Greenville	DE	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Greenville, DE
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Vineland, NJ
2002-05-29 → 2007-04-02

Morgan Stanley Dw Inc.

Vineland, NJ

Vineland, NJ

Other Businesses

1. SOUTHERN NEW JERSEY COUNCIL BOY SCOUTS OF AMERICA-EXECUTIVE BOARD MEMBER 2. Rental Property; Salem County NJ; Investment related; Sole Proprietor / Owner / Partner; 07/2017; During business hours: 0; After business hours: 1 3. Garden State Council Boy Scouts of America; Not Investment related; Westampton, NJ; Charity / Private Foundation; FA Executive Board Voting Member (proprietor, partner, officer, director, employee, trustee, agent); Jan/2008; During business hours: 0; After business hours: 2; Allen Provides direction in the selection of money Manager, Co-Chair of the Garden State Council BSA Trusts and Endowment Accounts, Board Member to help direct council leadership and activities. 4. *490150- - Power of Attorney; Investment related -Yes; Wyoming, Delaware; Successor Role; 06/2022; During business hours: 1; After business hours: 0; *489944- Trust; Investment related Yes; Pilesgrove, New Jersey; Trust; Trustee/Co -Trustee;05/2022; During business hours: 0; After business hours: 1; *490142- Trust; Investment related Yes; Wyoming, Delaware; Trust; Trustee/C0-Trustee; 06/2022; During business hours: 1; After business hours: 0; *490158- POA; Investment related -Yes; Pilsgrove, New Jersey; Successor Role; 06/2022; During business hours: 0; After business hours: 0; * 494851 - Estate; Investment related Yes; Pilesgrove, New Jersey; Estate; Executor/Co-Executor; 08/2022; During business hours: 1; After business hours: 0; *584373 - Garden State Councill Boy Scout Foundation Inc ; Investment related - No ; Westampton ,New Jersey ; Children/Youth:Civic/Community ; Board Member:Investment Committee(proprietor, partner, officer, director, employee, trustee, agent) ; 3/2024 ; During business hours : 1 ; After business hours : 0 ; Administrative:Business Development/Growth *318008 - Rental Property; Investment Related - Yes; Pilesgrove, New Jersey; Rental Property; Sole Proprietor/Owner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2017; During Business Hours: 0; After Business Hours: 1; Rental Income

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-07-25
S63	Uniform Securities Agent State Law Examination	1996-04-26
S65	Uniform Investment Adviser Law Examination	1996-04-26

S66 Uniform Combined State Law Examination

2000-07-25
S63 Uniform Securities Agent State Law Examination

1996-04-26
S65 Uniform Investment Adviser Law Examination

1996-04-26

View on SEC IAPD