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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2019-12-12 |
Branch Locations
2265 Livernois Rd Ste 400, Troy, MI 48083 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Troy | MI | 09/2009 | 03/2019 |
| Unemployed | Clarkston | MI | 03/2019 | 11/2019 |
| Sigma Financial | Ann Arbor | MI | 11/2019 | Present |
| Spc | Ann Arbor | MI | 11/2019 | Present |
1. 5/7/2010: NON-VARIABLE INSURANCE - RICHMOND FINANCIAL, LLC - INSURANCE AGENT/REPRESENTATIVE - SELLING FIXED INSURANCE PRODUCTS FROM OUTSIDE FMO'S - TIME SPENT 10% - TROY, MI. 2. 10/26/2012: NON-VARIABLE INSURANCE DBA - RICHMOND FINANCIAL, LLC - INSURANCE AGENT/REPRESENTATIVE - SELLING FIXED INSURANCE PRODUCTS FROM OUTSIDE FMO'S. - TIME SPENT 10% - TROY, MI. 3. 1/28/2019 - No Business Name - Investment Related - Home Based & Oliver Twp, Huron County, MI - Real Estate Rental - 0 Hours Per Month - Part owner of family owned farmland, farmed by 2 brothers. 4. Church President of Gloria Del Lutheran Church; Grand Blanc, MI. Oversee the Church Council and congregation. Work with Church Council to set the agenda for monthly meetings and quarterly votes for matters of the church. Start date: 2/1/22 for a 3 year term, approx. 2 hrs/mo, none during mkt hrs. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-13 |
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