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Marci Stier

LPl Enterprise, LLC

Fort Wayne, IN

Fort Wayne, IN

Fort Mill, SC

CRD 2729611

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-28
IN RA APPROVED 2024-10-17
SC RA APPROVED 2024-10-17
  • TX RA
    APPROVED_RES
    Since 2024-11-28
  • IN RA
    APPROVED
    Since 2024-10-17
  • SC RA
    APPROVED
    Since 2024-10-17

Branch Locations

Fort Wayne, IN • United States

Fort Wayne, IN • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Fort Wayne IN 10/1995 04/2024
Lpl Enterprise, Llc Fort Mill SC 09/2024 Present
Unemployed Fort Wayne IN 04/2024 09/2024
  • 10/1995 → 04/2024
    Lincoln Financial Advisors Corporation
    Fort Wayne, IN
  • 09/2024 → Present
    Lpl Enterprise, Llc
    Fort Mill, SC
  • 04/2024 → 09/2024
    Unemployed
    Fort Wayne, IN
Previous Registrations
  • 2002-06-24 → 2024-04-09
    Osaic Fa, Inc.
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Kansas City, MO
    Radnor, PA
    New Haven, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-20
S63 Uniform Securities Agent State Law Examination 1997-12-05
  • S65 Uniform Investment Adviser Law Examination
    1999-07-20
  • S63 Uniform Securities Agent State Law Examination
    1997-12-05
Other Names
  • Marci Lynn Proctor
  • Marci Lynn Stier

View on SEC IAPD

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