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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2022-11-17 |
| LA | RA | APPROVED | 2021-05-06 |
| TX | RA | APPROVED | 2021-03-29 |
Branch Locations
1300 Hercules Ave Ste 205, Houston, TX 77058 • United States
Friendswood, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 11/2013 | 03/2021 |
| Bank Of America, N.A. | Houston | TX | 12/2013 | 03/2021 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-25 |
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