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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-01-23 |
| MI | RA | APPROVED | 2010-07-07 |
Branch Locations
549 Seminole, Suite # 100, Muskegon, MI 49444 • United States
Fort Myers, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Muskegon | MI | 08/2002 | Present |
1. 08/26/2002 - MAUREEN J. BRADING, LLC. - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 2/7/2017 - Focus Financial Retirement Specialists - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2004 - 0 Hours Per Month. 3. 2/14/2017 - BMWS Properties, LLC - Investment Related - 549 Seminole Suite 100 Muskegon, MI 49444 - Real Estate Rental - Started 05/01/2004 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 2/16/2017 - Financial and Retirement Services of West Michigan - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 05/01/2004 - 1 Hour Per Month During Securities Trading. 5. 9/29/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 09/29/2017 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-09 |
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