Stephen Anthony Grimmie

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-10-14
NJ	RA	APPROVED	2002-07-29

TX RA
APPROVED_RES

Since 2021-10-14
NJ RA
APPROVED

Since 2002-07-29

Branch Locations

2021 New Rd 12 Linwood Professional Plaza, Linwood, NJ 08221-1045 • United States

Ocean City, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Linwood	NJ	09/2005	03/2020
Ameriprise Financial Services, Llc	Linwood	NJ	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Linwood, NJ
03/2020 → Present

Ameriprise Financial Services, Llc

Linwood, NJ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-05-07

S63 Uniform Securities Agent State Law Examination

1996-05-07

Other Names

Stephen A Grimmie

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

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