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Daniel Michael Cestary

Voya Retirement Advisors, LLC

Windsor, CT

Tampa, FL

CRD 2729280

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Employer firm

Voya Retirement Advisors, LLC CRD 3989

$37.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-25
CT RA APPROVED 2023-07-17
  • FL RA
    APPROVED
    Since 2023-07-25
  • CT RA
    APPROVED
    Since 2023-07-17

Branch Locations

One Orange Way, Windsor, CT 06095 • United States

Tampa, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin/Templeton Distributors, Inc. St. Petersburg FL 03/1996 06/2019
Carillon Tower Advisers, Inc St Petersburg FL 06/2019 01/2021
Morgan Stanley Smith Barney Llc Temple Terrace FL 10/2021 11/2021
Unemployed Tampa FL 02/2021 10/2021
Transamerica Investors Securities Corporation St.PEtersburg FL 01/2022 10/2022
Transamerica Life Insurance Company St. Petersburg FL 01/2022 10/2022
Voya Tampa FL 10/2022 Present
Voya Financial Partners, Llc Tampa FL 10/2022 Present
  • 03/1996 → 06/2019
    Franklin/Templeton Distributors, Inc.
    St. Petersburg, FL
  • 06/2019 → 01/2021
    Carillon Tower Advisers, Inc
    St Petersburg, FL
  • 10/2021 → 11/2021
    Morgan Stanley Smith Barney Llc
    Temple Terrace, FL
  • 02/2021 → 10/2021
    Unemployed
    Tampa, FL
  • 01/2022 → 10/2022
    Transamerica Investors Securities Corporation
    St.PEtersburg, FL
  • 01/2022 → 10/2022
    Transamerica Life Insurance Company
    St. Petersburg, FL
  • 10/2022 → Present
    Voya
    Tampa, FL
  • 10/2022 → Present
    Voya Financial Partners, Llc
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-30
S63 Uniform Securities Agent State Law Examination 1998-07-10
  • S66 Uniform Combined State Law Examination
    2021-11-30
  • S63 Uniform Securities Agent State Law Examination
    1998-07-10
Other Names
  • Daniel Cestary
  • Daniel Michael Cestary
  • Dan Cestary
  • Daniel M Cestary

View on SEC IAPD

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