Thomas Alan Ren

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2002 → Present
  Bull & Bear Financial Outfitters
  Littleton, CO
• 08/2006 → 01/2022
  Tommy'S Bodacious Foods
  Littleton, CO
• 09/2006 → 01/2018
  Westside Swarm Rfc
  Littleton, CO
• 01/2016 → 04/2024
  Crown Capital Securities Lp
  Orange, CA
• 04/2024 → 12/2024
  Lpl Financial Llc
  Roaring River, NC
• 12/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 12/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2024-04-17 → 2024-12-17
  Lpl Financial Llc
  Roaring River, NC
• 2016-01-04 → 2024-04-17
  Crown Capital Securities, L.P.
  Littleton, CO
  Colorado Springs, CO
  Roaring River, NC
  Roaring River, NC
• 2014-11-14 → 2015-12-31
  Securities America Advisors, Inc.
  Littleton, CO
• 2007-08-14 → 2014-11-14
  Sunset Financial Services, Inc.
  Littleton, CO
  Greenwood Village, CO
  Kansas City, MO
• 2007-06-13 → 2007-07-31
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2003-04-03 → 2007-02-28
  United Securities Alliance, Inc.
  Littleton, CO
  Littleton, CO
• 1999-01-01 → 2003-04-17
  Ffp Advisory Services Inc
  Golden, CO

Other Businesses

1. BULL & BEAR OUTFITTERS INC., P.O Box 87, 494 Old Bridge Road, Roaring River NC 28669, United States, 12/12/2024, Owner, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 5 HR/MO TRADING 2. TOMMY'S BODACIOUS FOODS, PO Box 87, 494 Old Bridge Road, Roaring River NC 28669, United States, 04/01/2004, President, Food/Beverage Services, NIR, 0 HR/MO - 0 HR/MO TRADING 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 12/12/2024 4. FINANCE TEAM @ CHURCH, 164 Celebration Way, N. Wilkesboro NC 28659, 12/2024, Lead of Churches Finance Committee 6 Member, Church, Non-profit, NIR, 5 HR/MO, 0 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-31
• S63 Uniform Securities Agent State Law Examination
  1996-06-21