Joshua Carl Foster

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
• 09/2015 → Present
  Bank Of America, N.A.
  Forth Worth, TX

Previous Registrations

• 2008-01-01 → 2015-09-09
  Wells Fargo Clearing Services, Llc
  Fort Worth, TX
  Fort Worth, TX
• 2002-08-22 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Fort Worth, TX
  St. Louis, MO
  Fort Worth, TX

Other Businesses

I*98622 For profit or not for profit: Non-Profit Organization Name of outside business organization: Colonial Country Club Investment related: N Address of business: Fort Worth, Texas 76109 Nature of business: Other,Country Club Position, title, association: Advisory Board Member, Start date of relationship: 11/1/2016 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Colonial Country Club is a private country club that operates a golf course and surrounding facilities. The club is governed by a 15 member Board of Governors. I've been asked to run for election. It is a three year term. I*132840 For profit or not for profit: For-Profit Organization Name of outside business organization: Harlow Holdings, LLC Investment related: N Address of business: Fort Worth, Texas 76132 Nature of business: LLC, Position, title, association: Family Held, Manager Start date of relationship: 9/14/2020 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The LLC will own several rental properties in Tarrant County, Texas. I*1167269 For profit or not for profit: Entity For Profit Name of outside business organization: Integrity Resources, Inc Investment related: N Address of business: Fort Worth, Texas, 76109 Nature of business: ["Corporation"] Position, title, association: ["Board Member"], Start date of relationship: 2/9/2023 Number of hours devoted: 4 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , The company is a third party reseller of office products on Amazon. I will occasionally review business performance and business results.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-05-24

Other Names

• Josh Foster