Christopher Thomas Mcdowall

Employer firm

Aton Financial LLC CRD 173070

$601M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Aton Financial Llc

1116 Ponce De Leon Suite 300, San Juan, PR 00907 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2018-03-21

PR RA
APPROVED

Since 2018-03-21

Branch Locations

1116 Ponce De Leon Suite 300, San Juan, PR 00907 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Santander Securities	San Juan	PR	02/2000	12/2016
Aton Financial Llc	San Juan	PR	12/2016	Present

02/2000 → 12/2016

Santander Securities

San Juan, PR
12/2016 → Present

Aton Financial Llc

San Juan, PR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-11-14
S63	Uniform Securities Agent State Law Examination	1996-04-17

S65 Uniform Investment Adviser Law Examination

2017-11-14
S63 Uniform Securities Agent State Law Examination

1996-04-17

Other Names

Christopher T Mcdowall Gali

View on SEC IAPD