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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-01 |
| CT | RA | APPROVED | 2024-07-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gfi Securities Llc | New York | NY | 08/2004 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwich | CT | 06/2024 | Present |
| Hallahan, Mcguinness & Lorys | Rye Brook | NY | 10/2020 | 04/2024 |
| Coldwell Banker | Greenwich | CT | 05/2021 | Present |
| Unemployed | Mamaroneck | NY | 03/2020 | 10/2020 |
| Bank Of America, N.A. | Greenwich | CT | 07/2024 | Present |
Name of the other businessColdwell Banker Real Estate Whether the business is investment-relatedNot investment related Address of the other businessGreenwich CT Nature of the other businessreal estate sales Your positionIndependent Contractor/Salesperson Title, or relationship with the other businessreal estate salesperson Start date of your relationshipStart date 5/2021 Approximate number of hours/month you devote to the other business0 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessI have the license for personal real estate transactions only Name of the other businessThe 2020 Piacente Family Irrevocable Trust Whether the business is investment-relatednot investment related Address of the other business Riverside CT Nature of the other businessMy family trust Your positionTrustee Title, or relationship with the other businessTrustee Start date of your relationshipTrust was created in June 2020 Approximate number of hours/month you devote to the other business0 Hours devoted monthly Number of hours you devote to the other business during securities trading hours0 hours devoted daily Briefly describe your duties relating to the other businessI am 1 of 3 trustees with my siblings for the benefit of my elderly mother M I P Name of the other businessThe Estate of M I P Whether the business is investment-relatednot investment related Address of the other businessGreenwich ,CT Nature of the other businessThis is the estate of my mother Your positionExecutor Title, or relationship with the other businessExecutor Start date of your relationshipWill/Estate created in 2023 Approximate number of hours/month you devote to the other business0 Hours devoted monthly Number of hours you devote to the other business during securities trading hours0 Hours devoted daily Briefly describe your duties relating to the other businessMy sister and I are executors for the estate of my mother M I P
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-15 |
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