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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-01
CT RA APPROVED 2024-07-09
  • TX RA
    APPROVED_RES
    Since 2024-09-01
  • CT RA
    APPROVED
    Since 2024-07-09

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gfi Securities Llc New York NY 08/2004 03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwich CT 06/2024 Present
Hallahan, Mcguinness & Lorys Rye Brook NY 10/2020 04/2024
Coldwell Banker Greenwich CT 05/2021 Present
Unemployed Mamaroneck NY 03/2020 10/2020
Bank Of America, N.A. Greenwich CT 07/2024 Present
  • 08/2004 → 03/2020
    Gfi Securities Llc
    New York, NY
  • 06/2024 → Present
    Greenwich, CT
  • 10/2020 → 04/2024
    Hallahan, Mcguinness & Lorys
    Rye Brook, NY
  • 05/2021 → Present
    Coldwell Banker
    Greenwich, CT
  • 03/2020 → 10/2020
    Unemployed
    Mamaroneck, NY
  • 07/2024 → Present
    Bank Of America, N.A.
    Greenwich, CT
Other Businesses

Name of the other businessColdwell Banker Real Estate Whether the business is investment-relatedNot investment related Address of the other businessGreenwich CT Nature of the other businessreal estate sales Your positionIndependent Contractor/Salesperson Title, or relationship with the other businessreal estate salesperson Start date of your relationshipStart date 5/2021 Approximate number of hours/month you devote to the other business0 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessI have the license for personal real estate transactions only Name of the other businessThe 2020 Piacente Family Irrevocable Trust Whether the business is investment-relatednot investment related Address of the other business Riverside CT Nature of the other businessMy family trust Your positionTrustee Title, or relationship with the other businessTrustee Start date of your relationshipTrust was created in June 2020 Approximate number of hours/month you devote to the other business0 Hours devoted monthly Number of hours you devote to the other business during securities trading hours0 hours devoted daily Briefly describe your duties relating to the other businessI am 1 of 3 trustees with my siblings for the benefit of my elderly mother M I P Name of the other businessThe Estate of M I P Whether the business is investment-relatednot investment related Address of the other businessGreenwich ,CT Nature of the other businessThis is the estate of my mother Your positionExecutor Title, or relationship with the other businessExecutor Start date of your relationshipWill/Estate created in 2023 Approximate number of hours/month you devote to the other business0 Hours devoted monthly Number of hours you devote to the other business during securities trading hours0 Hours devoted daily Briefly describe your duties relating to the other businessMy sister and I are executors for the estate of my mother M I P

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-10
S63 Uniform Securities Agent State Law Examination 2019-03-15
  • S66 Uniform Combined State Law Examination
    2024-04-10
  • S63 Uniform Securities Agent State Law Examination
    2019-03-15
Other Names
  • Edward Daniel Piacente

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