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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2009-06-01 |
| MO | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
11161 Overbrook Road Suite 225, Leawood, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Leawood | MO | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
(1) 356440 - Nu Chapter of Sigma Nu Inc. / Not Investment Related / Lawrence, KS / Fraternal Society / Advisory Board / Start 10-April-2019 / During business hours: 0 / After business hours: 20 / Marketing. (2) 589221 - The Kansas City Symphony Foundation / Note Investment Related / Kansas City, MO / Art, Culture / Board Member, Treasurer / Start 20-June-2024 / During business hours: 1 / After business hours: 2 / Make grants that support symphonic activities, monitor spending policy. Discussing, reviewing and setting of investment policy. Review financial statements. Serve as a liaison between the board and Kansas City Community Foundation. (3) 689353 - Rockhurst High School Board of Trustees / Not Investment Related / Kansas City, MO / Education / Board of Trustees / Start 01-June-2026 / During business hours: 0 / After business hours: 4 / Make decisions that impact the future direction of the school.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-22 |
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