Best Investors Account Sign in

Christopher M Schumm

Morgan Stanley

Leawood, KS

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2009-06-01
MO RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • KS RA
    APPROVED
    Since 2009-06-01
  • MO RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

11161 Overbrook Road Suite 225, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Leawood MO 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Leawood, MO
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Kansas City, MO
  • 1999-09-27 → 2007-04-02
    Morgan Stanley Dw Inc.
    Kansas City, MO
    Lawrence, KS
Other Businesses

(1) 356440 - Nu Chapter of Sigma Nu Inc. / Not Investment Related / Lawrence, KS / Fraternal Society / Advisory Board / Start 10-April-2019 / During business hours: 0 / After business hours: 20 / Marketing. (2) 589221 - The Kansas City Symphony Foundation / Note Investment Related / Kansas City, MO / Art, Culture / Board Member, Treasurer / Start 20-June-2024 / During business hours: 1 / After business hours: 2 / Make grants that support symphonic activities, monitor spending policy. Discussing, reviewing and setting of investment policy. Review financial statements. Serve as a liaison between the board and Kansas City Community Foundation. (3) 689353 - Rockhurst High School Board of Trustees / Not Investment Related / Kansas City, MO / Education / Board of Trustees / Start 01-June-2026 / During business hours: 0 / After business hours: 4 / Make decisions that impact the future direction of the school.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-30
S63 Uniform Securities Agent State Law Examination 1996-04-22
  • S65 Uniform Investment Adviser Law Examination
    1996-04-30
  • S63 Uniform Securities Agent State Law Examination
    1996-04-22
Other Names
  • Christopher Matthew Schumm
  • Chris M Schumm
  • Chris M Schumm

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Leawood, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor