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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-28 |
| MD | RA | APPROVED | 2017-06-09 |
Branch Locations
9824 Herczog Rd Gate House 4, Fort Meade, MD 20755 • United States
840 Elkridge Landing Rd, Linthicum, MD 21090 • United States
1077 Maryland Rte 3 North, Gambrills, MD 21054 • United States
6030 Daybreak Circle, Clarksville, MD 21029 • United States
9207 Lakeside Blvd, Owings Mills, MD 21117 • United States
300 Sentinel Dr Suite 190, Annapolis Junction, MD 20701 • United States
9150-12 Baltimore National Pike, Ellicott City, MD 21042 • United States
25 Magothy Branch Road, Pasadena, MD 21122 • United States
7065 Arundel Mills Circle, Hanover, MD 21076 • United States
7901 Sandy Spring Rd., Laurel, MD 20707 • United States
810 Bestgate Rd Ste 110, Annapolis, MD 21401 • United States
231 Najoles Rd, Millersville, MD 21108 • United States
9250 Sigaba Way, Ft Meade, MD 20755 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 05/2017 |
| Lpl Financial, Llc | Hanover | MD | 06/2017 | Present |
| Tower Federal Credit Union | Laurel | MD | 06/2017 | Present |
1)6/9/17- Tower Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-04-09 |
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