Oswaldo Gomez

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → 01/2025
  Lincoln Financial Advisors
  Irvine, CA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Irvine, CA

Previous Registrations

• 2006-03-14 → 2025-01-24
  Osaic Fa, Inc.
  Irvine, CA
  Irvine, CA

Other Businesses

1) OZZIE GOMEZ 18400 VON KARMAN AVE, SUITE 400 IRVINE, CA 92612 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERS DISABILITY INSURANCE, FIXED/INDEXED ANNUITIES, LONG-TERM CARE INSURANCE AND TRADITIONAL LIFE INSURANCE PRODUCT START DATE: 4/2006 HOURS PER MONTH: 15 HOURS PER MONTH DURING TRADING HOURS: 15 2. MOVIMIENTO MISIONERO CATOLICOS OF LOS ANGELES POSITION: TREAUSRER NATURE: This is a religious non profit organization that conducts spiritual encounters for adults and youth. Organization has multiple encounters through out the year. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 2349 Strong Street, Commerce CA 90040, United States DESCRIPTION: This position will run reports for the organization where it will give them monthly numbers of the amounts that are deposited and expenses they have. Coordinate with president and others regarding expenses for encounters and items needed to purchase. 3. PILLAR WEALTH STRATEGIES INC. POSITION: Owner/Planner NATURE: Nature of the business is to run my financial planning expenses through the entity. I will still receive my commissions through my name and they I will transfer to entity and run my planning practice expenses through here. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/30/2026 ADDRESS: 18400 Von Karman Ave, Suite 400, Irvine CA 92612, United States DESCRIPTION: My goal is to run my planning expenses through this entity. Once I receive my commissions, I will transfer to my business account, once I create, and administer it through that entity, Pillar Wealth Strategies Inc.

Exams

• S66 Uniform Combined State Law Examination
  2006-03-13