Joshua Adam Parke

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 09/2023
  Sagepoint Financial
  Lake Stevens, WA
• 09/2023 → 01/2024
  Osaic Wealth, Inc.
  Milton, WI
• 01/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2023-09-01 → 2024-02-12
  Osaic Wealth, Inc.
  Milton, WI
• 2012-08-08 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
  Milton, WI
  Scottsdale, AZ
• 2012-05-18 → 2012-08-10
  Securities America Advisors, Inc.
  Lake Stevens, WA
• 2004-04-26 → 2012-05-21
  Commonwealth Financial Network
  Lake Stevens, WA
• 2002-01-29 → 2004-05-04
  Wamu Investments, Inc.
  Everett, WA

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2024 AS ADVISORY REP OF AN RIA. INV REL, 160 HR/MO, 120 HR/MO TRADING 2. PARKE AVENUE INVESTMENTS, 4441 North John Paul Rd., Milton WI 53563, United States, 01/30/2024, IAR, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-02
• S63 Uniform Securities Agent State Law Examination
  1998-01-24

Other Names

• Joshua A Parke