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Marcus J Laube

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hyannis, MA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
CT RA APPROVED 2023-01-23
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • CT RA
    APPROVED
    Since 2023-01-23

Branch Locations

1545 Iyannough Rd, Hyannis, MA 02601 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hyannis MA 02/2022 Present
Td Bank South Yarmouth MA 02/2020 02/2022
Unemployed Hyannis MA 11/2019 11/2020
Maffei Landscape Mashpee MA 06/2019 11/2019
Us Trust Yarmouth Port MA 02/2006 06/2019
  • 02/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hyannis, MA
  • 02/2020 → 02/2022
    Td Bank
    South Yarmouth, MA
  • 11/2019 → 11/2020
    Unemployed
    Hyannis, MA
  • 06/2019 → 11/2019
    Maffei Landscape
    Mashpee, MA
  • 02/2006 → 06/2019
    Us Trust
    Yarmouth Port, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-30
  • S66 Uniform Combined State Law Examination
    2022-12-30
Other Names
  • Marcus Julian Laube
  • Marcus Julian Laube

View on SEC IAPD

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BEACON FINANCIAL PLANNING, INC · HYANNIS, MA
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MORGAN STANLEY · HYANNIS, MA
COMMONWEALTH FINANCIAL NETWORK · Hyannis, MA
OSAIC WEALTH, INC. · HYANNIS, MA
OSAIC INSTITUTIONS, INC. · HYANNIS, MA

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