Chad Robert Smith

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 01/2021
  Morgan Stanley Smith Barney
  Peachtree City, GA
• 01/2015 → 01/2021
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2021 → Present
  Raymond James Financial Services, Inc
  Peachtree, GA
• 01/2021 → Present
  Raymond James Financial Services Advisors, Inc
  Peachtree, GA
• 06/2017 → Present
  Fashion Modeling
  Peachtree, GA
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY
• 06/2017 → Present
  N/A
  Peachtree, GA

Previous Registrations

• 2011-07-11 → 2021-01-20
  Morgan Stanley
  Peachtree City, GA
• 2008-05-14 → 2011-07-08
  Smith Capital, Llc
  Peachtree City, GA
• 2000-10-16 → 2005-04-20
  Fsc Securities Corporation
  Peachtree City, GA

Other Businesses

(1)Name of Business: Address: Peachtree City, GA, 30269, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I own a mountain house that we have started to rent on a short-term basis through a third party rental management company. (2)Name of Business: Ivy Bend Home Owners Association Address: Peachtree City, GA, 30269, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Secretary, Other Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Serve on the board of the neighborhood HOA (3)Name of Business: Reveille Wealth Management, LLC Address: 525 Westpark Drive, Suite 100, Peachtree City, GA, 30269, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/15/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Managing Partner / Financial Advisor

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-08-03
• S65 Uniform Investment Adviser Law Examination
  2008-03-18