Robert Paul Kenney

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-11-03
PA	RA	APPROVED	2016-09-06

TX RA
APPROVED_RES

Since 2016-11-03
PA RA
APPROVED

Since 2016-09-06

Branch Locations

300 Conshohocken State Rd Ste 400, Conshohocken, PA 19428 • United States

West Chester, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Deutsche Bank Securities Inc.	Philadelphia	PA	12/2008	09/2016
Raymond James & Associates, Inc.	Conshohocken	PA	09/2016	Present

12/2008 → 09/2016

Deutsche Bank Securities Inc.

Philadelphia, PA
09/2016 → Present

Raymond James & Associates, Inc.

Conshohocken, PA

Previous Registrations

2008-12-08 → 2016-09-06

Deutsche Bank Securities Inc.

Philadelphia, PA

New York, NY
2003-03-10 → 2008-12-16

Ubs Financial Services Inc.

Philadelphia, PA

Philadelphia, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-03-05
S63	Uniform Securities Agent State Law Examination	1996-05-22

S66 Uniform Combined State Law Examination

2003-03-05
S63 Uniform Securities Agent State Law Examination

1996-05-22

View on SEC IAPD