Joseph Napolitano

Current Employers

Employment History

• 01/2019 → 03/2019
  Unemployed
  Wappinger Falls, NY
• 08/2013 → 06/2018
  National Securities Corp
  New York, NY
• 06/2018 → 01/2019
  First Standard Financial Co
  Garden City, NY
• 03/2019 → 02/2021
  Marshall & Sterling Wealth Advisors, Inc.
  Poughkeepsie, NY
• 01/2013 → 08/2018
  Prime Capital Services
  Poughkeepsie, NY
• 04/2019 → Present
  Lpl Financial, Llc
  Bedminster, NJ
• 02/2021 → 08/2025
  Financial Resources Group Investment Services
  Spartanburg, SC
• 02/2021 → Present
  Gladstone Wealth Partners
  Bedminster, NJ

Previous Registrations

• 2019-04-22 → 2021-02-12
  Marshall + Sterling Wealth Advisors, Inc.
  Poughkeepsie, NY
• 2018-08-22 → 2019-03-08
  First Standard Financial Advisory
  Red Bank, NJ
• 2013-08-20 → 2018-06-01
  B. Riley Wealth Advisors, Inc.
  New York, NY
  New York, NY
• 2013-01-23 → 2013-09-10
  Asset & Financial Planning, Ltd
  Poughkeepsie, NY
• 2006-03-24 → 2012-04-09
  Asset & Financial Planning, Ltd
  Poughkeepsie, NY

Other Businesses

1. 08/27/2025 - Integrity, LLC - Outside/W-2 Employment - Not Inv Rel - At Reported Business Location(s) - Start date: 03/17/2025 - 0 hrs/mnth 0 hrs during Trading 2. 09/11/2025 - Gladstone Institutional Advisory - DBA: (Hybrid) Gladstone Wealth Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 02/16/2022 - 80 Hours/mnth during Trading - I provide investment advisory services through Gladstone Wealth Group, an independent investment advisor firm. I started this business activity in 3/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2006-03-08