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Aaron Gallardo

Schwab Wealth Advisory, Inc.

Woodland Hills, CA

CRD 2727350

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-22
  • CA RA
    APPROVED
    Since 2025-12-22

Branch Locations

Woodland Hills, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Beverly Hills CA 03/2012 04/2025
Wells Fargo Advisors Woodland Hills CA 04/2025 11/2025
Charles Schwab & Co., Inc. Woodland Hills CA 12/2025 Present
Schwab Wealth Advisory Inc Woodland Hills CA 12/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-19
S63 Uniform Securities Agent State Law Examination 1997-12-20
  • S66 Uniform Combined State Law Examination
    2005-05-19
  • S63 Uniform Securities Agent State Law Examination
    1997-12-20
Other Names
  • Aaron Anthony Gallardo

View on SEC IAPD

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