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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-03 |
| TX | RA | APPROVED | 2024-04-05 |
Branch Locations
250 Park Avenue South Suite 500, Winter Park, FL 32789 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pershing Advisor Solutions Llc | Lake Mary | FL | 10/2010 | 05/2022 |
| Pershing Llc | Lake Mary | FL | 10/2021 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Jacksonville | FL | 05/2022 | 02/2024 |
| Morgan Stanley | Winter Park | FL | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-15 |
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