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Brooke C Johnsen

Rbc Capital Markets, LLC

Eugene, OR

Eugene, OR

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-04
OR RA APPROVED 2017-06-07
  • TX RA
    APPROVED_RES
    Since 2020-08-04
  • OR RA
    APPROVED
    Since 2017-06-07

Branch Locations

975 Oak Street Suite 975, Eugene, OR 97401-3131 • United States

Eugene, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale AZ 04/2013 06/2017
Rbc Capital Markets, Llc Eugene OR 06/2017 Present
City National Bank Eugene OR 11/2021 Present
Previous Registrations
  • 2013-05-15 → 2017-05-16
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Scottsdale, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Tucson, AZ
  • 2010-12-02 → 2013-05-07
    Morgan Stanley
    Scottsdale, AZ
    Portland, OR
  • 2009-04-28 → 2010-11-19
    Cetera Investment Services Llc
    Wilsonville, OR
    Portland, OR
  • 2006-03-09 → 2007-06-25
    Wells Fargo Investments, Llc
    Portland, OR
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-04
S63 Uniform Securities Agent State Law Examination 2002-06-04
  • S66 Uniform Combined State Law Examination
    2006-03-04
  • S63 Uniform Securities Agent State Law Examination
    2002-06-04
Designations
Other Names
  • Brooke Cristine Hoselton
  • Brooke Christine Hoselton
  • Brooke Christine Hoselton
  • Brooke Christine Johnsen

View on SEC IAPD

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Other Investors

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JAYMAN FRANK YI
SARAH RYAN MELLGREN
Stephen Douglas Allen
Nathan Robert Cabuco
Monica Vaughn Fisher
Rene Israel Jaramillo Mariscal

Other Offices

ROEHL & YI INVESTMENT ADVISORS, LLC · EUGENE, OR
FINANCIAL FACILITATORS, INC. · EUGENE, OR
UBS FINANCIAL SERVICES INC. · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
EDWARD JONES · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR

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