Inactive

Samuel John Ronlund

Dakota Wealth, LLC

Palm Beach Gardens, FL

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Current Employers

Dakota Wealth, Llc

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-01-02

MN RA
APPROVED

Since 2024-01-02

Branch Locations

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

2454 8Th Avenue S, Suite #200, Sartell, MN 56377 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securites Service Network, Inc	Sartell	MN	12/2015	08/2020
Ledge Wealth Management, Inc.	Sartell	MN	12/2015	01/2024
Dakota Wealth, Llc	Sartell	MN	01/2024	Present

12/2015 → 08/2020

Securites Service Network, Inc

Sartell, MN
12/2015 → 01/2024

Ledge Wealth Management, Inc.

Sartell, MN
01/2024 → Present

Dakota Wealth, Llc

Sartell, MN

Previous Registrations

2015-12-22 → 2024-03-19

Ledge Wealth

Sartell, MN
2012-12-17 → 2015-02-18

Calamos Advisors Llc

Naperville, IL

Golden Valley, MN
2010-06-28 → 2012-12-12

Calamos Wealth Management Llc

Naperville, IL
2010-01-01 → 2010-06-05

Invesco Advisers, Inc.

Atlanta, GA
2008-01-15 → 2010-01-01

Invesco Aim Private Asset Management, Inc.

Houston, TX
2002-05-15 → 2003-05-19

Charles Schwab & Co., Inc.

San Francisco, CA

Other Businesses

Tandem Bagels - 317 Division St, S Northfield, MN - 10/2013 start date - NIR - 10% owner - no active role - LLC - 0 hrs/mo

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-30
S65	Uniform Investment Adviser Law Examination	1996-06-07
S63	Uniform Securities Agent State Law Examination	1996-06-03

S66 Uniform Combined State Law Examination

2008-01-30
S65 Uniform Investment Adviser Law Examination

1996-06-07
S63 Uniform Securities Agent State Law Examination

1996-06-03

Other Names

Samuel John Ronlund

View on SEC IAPD

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INDEPENDENT FINANCIAL PARTNERS · Palm Beach Gardens, FL

ZACHARY FINANCIAL CONSULTANTS LLC · PALM BEACH GARDENS, FL

BLUE LINE CAPITAL ADVISORS · PALM BEACH GARDENS, FL

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