Best Investors Account Sign in
Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-05-16
TX RA APPROVED_RES 2025-05-16
  • MO RA
    APPROVED
    Since 2025-05-16
  • TX RA
    APPROVED_RES
    Since 2025-05-16

Branch Locations

15415 Clayton Road, Ballwin, MO 63011 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cutter & Company, Inc. Ballwin MO 02/2008 05/2025
Prospera Financial Services, Inc. Dallas TX 05/2025 Present
Previous Registrations
Other Businesses

1- CUTTER ADVISORS GROUP/ DBA ONLY/ 100% OF THE TIME/ ST. LOUIS, MO 2- LUTHERAN HIGH SCHOOL ASSOC. / NOT INVESTEMENT RELATED / 5401 LUCAS & HUNT RD, ST. LOUIS, MO /SOCCER COACH WOMENS JV / 10HRS WEEK, NOT DURING TRADING HRS / COMPENSATION $2K ANNUALLY 3- UNICITY; INVESTMENT RELATED - NO; 8350 BRIOVA DR, LAS VEGAS, NV 89113; METABOLIC HEALTH COMPANY; DISTRIBUTOR; 12/2025; 8 HOURS PER MONTH; 0 DURING TRADING HOURS; EDUCATING PEOPLE OF THE BENEFITS OF METABOLIC SUPPLEMENTS DRINKS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-25
S63 Uniform Securities Agent State Law Examination 1996-04-11
  • S65 Uniform Investment Adviser Law Examination
    2006-09-25
  • S63 Uniform Securities Agent State Law Examination
    1996-04-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Ballwin, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor