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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Houston | TX | 03/1996 | 09/2024 |
| Lpl Financial, Llc | Houston | TX | 09/2024 | Present |
1. One Resources Group- Non-Variable Insurance- Inv Rel- Texas 77024- 8 hrs per mnth- 2 hrs during trading- start date 07/19/2024 2. Priority Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 07/19/2024 2. Gladstone Wealth Partners -DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 07/19/2024
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-05-24 |
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