Derek Gene Johnston

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 11/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tulsa, OK
• 12/2009 → 11/2018
  Bank Of America, Na
  Tulsa, OK
• 11/2018 → 11/2018
  Morgan Stanley
  Tulsa, OK
• 12/2018 → 04/2023
  Morgan Stanley Private Bank, N.A
  New York, NY
• 04/2023 → Present
  Wells Fargo Clearing Services, Llc.
  Tulsa, OK
• 12/2018 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2018-11-30 → 2023-05-03
  Morgan Stanley
  Tulsa, OK
• 2005-09-23 → 2018-12-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tulsa, OK
  Tulsa, OK
• 2001-09-07 → 2005-09-30
  Citigroup Global Markets Inc.
  Dallas, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-05-20
• S63 Uniform Securities Agent State Law Examination
  1996-05-06