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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Group | Dallas | TX | 01/2010 | 03/2018 |
| Charles Schwab & Co., Inc. | Westlake | TX | 04/2018 | Present |
| Schwab Wealth Advisory Inc | Westlake | TX | 09/2025 | Present |
1) Renee's Ribbons| Not investment related| Arlington, TX| Start 01/01/2018| Clothing/Textile Manufacturing| Owner| Less than 20 hours/month - 0 during trading hours| I make girls hair bows. 2) Swimply | Swimply.com is a booking app where you can list residential pools for rental. My pool is listed | Less than 20 hrs monthly | Start date 07.01.2022 3)P&J Vending LLC|Investment Related:No|Vending Machine|Owner |2024-02-09|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Vending machine owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-13 |
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