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Ronald John Giunta

Flagship Private Wealth

Woburn, MA

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Current Employers
Flagship Private Wealth

400 Trade Center - Suite 4990, Woburn, MA 01801 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-27
MA RA APPROVED 2015-04-21
  • TX RA
    APPROVED_RES
    Since 2023-07-27
  • MA RA
    APPROVED
    Since 2015-04-21

Branch Locations

400 Trade Center - Suite 4990, Woburn, MA 01801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Woburn MA 08/2010 Present
Flagship Private Wealth Woburn MA 03/2015 Present
Previous Registrations
Other Businesses

(1) 07/28/2015: Flagship Private Wealth, LLC - Registered Investment Advisor - DBA: Flagship Private Wealth - Investment Related - 400 Trade Center Suite 4990, Woburn, MA 01801 - Start 04/01/2015 - 120 Hr/Mo; 10 Hours During Securities Trading - I provide investment advisory services through Flagship Private Wealth,LLC an independent investment advisor firm. I started this business activity in April 1, 2015. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (2) 08/21/2017 - Flagship Private Wealth, LLC - Investment Related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date 06/22/2012 - 140 Hours per month, 130 hours during securities trading. (3) 8/24/2017: Flagship Private Wealth, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start 09/01/2017 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-28
S63 Uniform Securities Agent State Law Examination 1996-04-16
  • S65 Uniform Investment Adviser Law Examination
    1996-05-28
  • S63 Uniform Securities Agent State Law Examination
    1996-04-16
Designations

View on SEC IAPD

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