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400 Trade Center - Suite 4990, Woburn, MA 01801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-27 |
| MA | RA | APPROVED | 2015-04-21 |
Branch Locations
400 Trade Center - Suite 4990, Woburn, MA 01801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Woburn | MA | 08/2010 | Present |
| Flagship Private Wealth | Woburn | MA | 03/2015 | Present |
(1) 07/28/2015: Flagship Private Wealth, LLC - Registered Investment Advisor - DBA: Flagship Private Wealth - Investment Related - 400 Trade Center Suite 4990, Woburn, MA 01801 - Start 04/01/2015 - 120 Hr/Mo; 10 Hours During Securities Trading - I provide investment advisory services through Flagship Private Wealth,LLC an independent investment advisor firm. I started this business activity in April 1, 2015. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (2) 08/21/2017 - Flagship Private Wealth, LLC - Investment Related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date 06/22/2012 - 140 Hours per month, 130 hours during securities trading. (3) 8/24/2017: Flagship Private Wealth, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start 09/01/2017 - 5 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-16 |
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