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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-24 |
Branch Locations
3801 Fairway Blvd, Wichita Falls, TX 76310 • United States
Henrietta, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American National Bank | Wichita Falls | TX | 08/2009 | 08/2018 |
| Cetera Investment Services Llc | St Cloud | MN | 03/2015 | 08/2018 |
| Cetera Investment Advisers Llc | Wichita Falls | TX | 09/2015 | 08/2018 |
| Ameriprise Financial Services, Inc. | Wichita Falls | TX | 08/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Wichita Falls | TX | 03/2020 | Present |
Business Ownership; Bluegrove Horse Farm, LLC; President; Farm & Ranch; 1936 Russell Road , , Henrietta, TX, 76365; Not Investment-Related; 06/01/2001; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Midwestern State University Foundation; Chairman; 3410 Taft Blvd, , Wichita Falls, TX, 76308; Not Investment-Related; 08/01/2016; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-23 |
| S65 | Uniform Investment Adviser Law Examination | 1996-05-23 |
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