Benjamin Earl Dum

Current Employers

Employment History

• 04/2014 → 04/2022
  Tiaa
  Mechanicsburg, PA
• 04/2014 → 04/2022
  Tiaa-Cref Individual & Institutional Services, Llc
  Mechanicsburg, PA
• 05/2022 → Present
  River Wealth Advisors Llc
  Camp Hill, PA

Previous Registrations

• 2014-06-05 → 2022-04-18
  Tiaa-Cref Individual & Institutional Services, Llc
  Mechanicsburg, PA

Other Businesses

(1) PARTNERSHIP FOR BETTER HEALTH POSITION: Volunteer NATURE: Our Strategy In working toward these objectives, the foundation operates according to a carefully crafted strategy that enables maximum community impact. Our strategic pillars include: Community Investment The foundation provides funding for grants and initiatives that address identified needs through the use of evidence-based strategies and best practices; supports training and technical assistance to build community capacity; and requires grantees to demonstrate performance as a return on foundation investments. Community Engagement The foundation engages the community as partners in health promotion by assessing community needs; educating the community about health issues and actions; working in partnership with community stakeholders; and helping to foster effective public policies related to health and wellness. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 274 Wilson Street, Carlisle PA 17013, United States DESCRIPTION: Finance Committee Purpose: The Finance Committee shall recommend to the Board of Trustees policies regarding financial matters that ensure Partnership for Better Health's fiscal health, compliance and existence in perpetuity. The Committee shall oversee budgeting, regulatory compliance and investment management of Partnership for Better Health's assets. The Committee shall oversee the Audit Subcommittee and shall engage a certified public accounting firm to perform the annual audit. Composition: The Finance Committee shall consist of at least two (2) Trustees, one of whom shall be the Treasurer. Other persons may be appointed, as per section 5.2. Duties/Functions: The Finance Committee shall: review and make recommendations to the Board on Partnership for Better Health's financial position; recommend an annual budget to the Board; oversee all investments and bank accounts, monitor public support in compliance with the applicable provisions of the United States Internal Revenue Code and regulations; and determine spending and investment policies for Board approval. It shall ensure the protection and maintenance of Partnership for Better Health's property and monitor adequate insurance policies to minimize exposure. Meetings: The Finance Committee shall meet at the call of its Chairperson and not less than four times a year. (2) PATIO COURT RENTAL POSITION: owner NATURE: rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/26/2016 ADDRESS: 214 Patio Court, New Bloomfield PA 17068, United States DESCRIPTION: Rental property

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-06-05
• S63 Uniform Securities Agent State Law Examination
  1996-06-12

Designations

Other Names

• Benjamine Earl Dum
• Benjamin Earl Dum
• Benjamin Earl Dum
• Benjamin Earl Dum