Charles Robie Newton

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-18
UT	RA	APPROVED	2022-07-15

TX RA
APPROVED_RES

Since 2023-01-18
UT RA
APPROVED

Since 2022-07-15

Branch Locations

South Jordan, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self-Employed	Slc	UT	08/1988	Present
Advanced Financial Strategies	South Jordan	UT	10/2008	Present
Npb Financial Group Llc	Burbank	CA	03/2011	Present
Responsible Asset Management	Salt Lake City	UT	03/2016	08/2019
Independent Financial Group, Llc	South Jordan	UT	07/2022	Present

08/1988 → Present

Self-Employed

Slc, UT
10/2008 → Present

Advanced Financial Strategies

South Jordan, UT
03/2011 → Present

Npb Financial Group Llc

Burbank, CA
03/2016 → 08/2019

Responsible Asset Management

Salt Lake City, UT
07/2022 → Present

Independent Financial Group, Llc

South Jordan, UT

Previous Registrations

2014-01-17 → 2022-07-15

Npb Financial Group, Llc

South Jordan, UT
2016-03-28 → 2018-08-07

Responsible Asset Management

Salt Lake City, UT

Other Businesses

(1) ADVANCED FINANCIAL STRATEGIES POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2008 ADDRESS: 3236 Cameron Park Ct., South Jordan UT 84095, United States DESCRIPTION: DBA NAME FOR MARKETING PURPOSES. (2) INSURANCE POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/1988 ADDRESS: 3236 Cameron Park Ct., South Jordan UT 84095, United States DESCRIPTION: OUTSIDE INSURANCE. (3) UT CHAPTER, FINANCIAL PLANNING ASSOCIATES POSITION: Board member, Gov't Affairs. Previously Chapter Pres and then Chairman of Board NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2005 ADDRESS: 3236 Cameron Park Ct., South Jordan UT 84095, United States DESCRIPTION: BOARD MEMBER.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-09-25
S63	Uniform Securities Agent State Law Examination	1996-09-05

S65 Uniform Investment Adviser Law Examination

2013-09-25
S63 Uniform Securities Agent State Law Examination

1996-09-05

Other Names

Chuck Newton

View on SEC IAPD