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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-18 |
| CA | RA | APPROVED | 2005-09-26 |
Branch Locations
9245 Laguna Springs Dr Ste 100, Elk Grove, CA 95758 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Mutual Life Insurance Co. | Elk Grove | CA | 11/1995 | Present |
| Principal Securities Inc | Elk Grove | CA | 03/2016 | Present |
*OUTSIDE INSURANCE,SALES OF HEALTH, INDIVIDUAL FIXED LIFE INSURANCE, FIXED ANNUITIES & LONG TERM CARE INSURANCE & DISABILITIES THROUGH CARIOUS CARRIERS, 5/1/15 ***Fixed Insurance; Investment Related; Elk Grove, CA; Broker; Group Benefits; Start Date: 03/25/2021; 5 hrs per month; 5 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-11 |
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