Joseph Blane Shea

Employer firm

Horizon Family Wealth, Inc. CRD 315484

$279M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2004 → Present
  Shea Financial Group
  Chicago, IL
• 09/2013 → 10/2020
  Lpl Financial Llc
  Chicago, IL
• 10/2013 → 10/2021
  Riverpoint Wealth Management Holdings, Llc
  Chicago, IL
• 09/2021 → Present
  Horizon Family Wealth, Llc
  Chicago, IL

Previous Registrations

• 2013-10-03 → 2021-10-27
  Riverpoint Wealth Management
  Chicago, IL
• 2013-11-12 → 2016-02-02
  Lpl Financial Llc
  Chicago, IL
• 2009-01-02 → 2013-10-02
  Raymond James Financial Services Advisors, Inc
  Chicago, IL
• 2004-03-23 → 2009-01-02
  Raymond James Financial Services, Inc.
  Northbrook, IL
• 1999-08-26 → 2004-03-24
  Raymond James & Associates, Inc.
  Chicago, FL

Other Businesses

1. 10/01/2013 - Shea Financial Group Inc. - INV REL - Business Entity For Tax/Investment Purposes Only - 0 NOT TIME SPENT - Shell account for tax purposes. 2. J111 National Racing Class; Not Investment Related; 1604 Ventana Dr., Ruskin, FL, 33523; Non-Profit Sailboat Racing Group; Vice President; December 2024 Start Date; 2 hours spent on this OBA per month; 0 hours spent during securities trading hours; Continued Growth of the Class.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-20
• S63 Uniform Securities Agent State Law Examination
  1996-09-10

Other Names

• Joseph W Blane Shea
• Joseph Blane Slea