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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-27 |
| GA | RA | APPROVED | 2022-10-13 |
Branch Locations
3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 03/2005 | 08/2019 |
| Rbc Capital Market, Llc. | Atlanta | GA | 08/2019 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 09/2022 | Present |
NAME OF ENTITY: Crooked B Ranch LLC ADDRESS: 920 Honeysuckle Lane Temple GA 30179 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Farm/Ranch CAPACITY: Owner - Active START DATE: 3/01/22 DUTIES: Administrative and bookkeeping HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-15 |
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