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Paul Peterson

J.P. Morgan Securities LLC

Los Gatos, CA

San Jose, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-19
CA RA APPROVED 2019-10-01
  • TX RA
    APPROVED_RES
    Since 2022-09-19
  • CA RA
    APPROVED
    Since 2019-10-01

Branch Locations

400 N Santa Cruz Avenue, Los Gatos, CA 95030 • United States

6471 Ste 50 Almaden Expy, San Jose, CA 95120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Tiburon CA 03/2016 10/2016
Td Ameritrade Corte Madera CA 11/2016 09/2019
J.P. Morgan Securities Llc Los Gatos CA 09/2019 Present
Jpmorgan Chase Bank, N.A. Los Gatos CA 09/2019 Present
Td Ameritrade Investment Management, Llc Corte Madera CA 11/2016 09/2019
  • 03/2016 → 10/2016
    Unemployed
    Tiburon, CA
  • 11/2016 → 09/2019
    Td Ameritrade
    Corte Madera, CA
  • 09/2019 → Present
    J.P. Morgan Securities Llc
    Los Gatos, CA
  • 09/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Los Gatos, CA
  • 11/2016 → 09/2019
    Td Ameritrade Investment Management, Llc
    Corte Madera, CA
Previous Registrations
  • 2016-11-17 → 2019-09-24
    Td Ameritrade, Inc.
    Corte Madera, CA
    San Francisco, CA
  • 2016-11-17 → 2019-09-24
    Td Ameritrade Investment Management, Llc
    Corte Madera, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-16
S63 Uniform Securities Agent State Law Examination 1996-03-29
  • S66 Uniform Combined State Law Examination
    2016-11-16
  • S63 Uniform Securities Agent State Law Examination
    1996-03-29
Other Names
  • Paul Michael Peterson

View on SEC IAPD

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Other Investors

HARRY SAPUTRA
JENNIFER TRAN
ZACHARY D. LEVY
MARCELA GUADALUPE GONZALEZ
JOYCE WONG IRMER
LUCAS ORME
DIEU TRAN
ELYSSA JOY QUILLA VERZOSA

Other Offices

STRATEGIC ADVISERS LLC · LOS GATOS, CA
REACT INVESTMENT SOLUTIONS, LLC · LOS GATOS, CA
LEGACY CAPITAL GROUP CALIFORNIA, INC. · LOS GATOS, CA
INTEGRITY ALLIANCE, LLC. · Los Gatos, CA
CHARLES SCHWAB & CO., INC. · Los Gatos, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS GATOS, CA
LOS GATOS FINANCIAL LLC · LOS GATOS, CA
MAINSTREET FINANCIAL PLANNING, INC. · LOS GATOS, CA

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