Paul Peterson

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 10/2016
  Unemployed
  Tiburon, CA
• 11/2016 → 09/2019
  Td Ameritrade
  Corte Madera, CA
• 09/2019 → Present
  J.P. Morgan Securities Llc
  Los Gatos, CA
• 09/2019 → Present
  Jpmorgan Chase Bank, N.A.
  Los Gatos, CA
• 11/2016 → 09/2019
  Td Ameritrade Investment Management, Llc
  Corte Madera, CA

Previous Registrations

• 2016-11-17 → 2019-09-24
  Td Ameritrade, Inc.
  Corte Madera, CA
  San Francisco, CA
• 2016-11-17 → 2019-09-24
  Td Ameritrade Investment Management, Llc
  Corte Madera, CA
  San Francisco, CA

Exams

• S66 Uniform Combined State Law Examination
  2016-11-16
• S63 Uniform Securities Agent State Law Examination
  1996-03-29

Other Names

• Paul Michael Peterson