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Rodney Lee Holloway

Cfci

Bloomington, IN

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Current Employers
Cfci

674 S. College Avenue, Bloomington, IN 47403 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-30
IN RA APPROVED 2004-06-18
  • TX RA
    APPROVED_RES
    Since 2015-09-30
  • IN RA
    APPROVED
    Since 2004-06-18

Branch Locations

674 S. College Ave, Bloomington, IN 47403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comprehensive Financial Consultants Bloomington IN 01/1996 Present
Comprehensive Financial Consultants Institutional, Inc. Bloomington IN 03/2004 Present
  • 01/1996 → Present
    Comprehensive Financial Consultants
    Bloomington, IN
  • 03/2004 → Present
    Comprehensive Financial Consultants Institutional, Inc.
    Bloomington, IN
Previous Registrations
  • 2002-12-03 → 2005-12-31
    Spc
    Bloomington, IN
  • 2002-04-18 → 2002-11-06
    Fsc Securities Corporation
    Bloomington, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-03
S63 Uniform Securities Agent State Law Examination 1996-04-03
  • S65 Uniform Investment Adviser Law Examination
    1998-03-03
  • S63 Uniform Securities Agent State Law Examination
    1996-04-03
Other Names
  • Rodney Lee Holloway

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · Bloomington, IN
OSAIC WEALTH, INC. · BLOOMINGTON, IN
J.P. MORGAN SECURITIES LLC · BLOOMINGTON, IN
WELLINGTON INVESTMENT ADVISORS · BLOOMINGTON, IN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bloomington, IN
&PARTNERS · Bloomington , IN
LPL FINANCIAL LLC · BLOOMINGTON, IN
MODERN CAPITAL ADVISORS, LLC · Bloomington, IN

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