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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-12-17 |
| CO | RA | APPROVED | 2024-11-14 |
Branch Locations
Holdenville, OK • United States
8191 Southpark Lane Suite 204, Littleton, CO 80120 • United States
2325 East Camelback Road Suite 100, Phoenix, AZ 85016 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Colorado Springs | CO | 03/1996 | 11/2024 |
| Prudential Insurance Company Of America | Colorado Springs | CO | 04/1996 | Present |
| Lpl Enterprise, Llc | Colorado Springs | CO | 11/2024 | Present |
1. 09/10/2024- ROCKY MOUNTAIN SOLUTIONS, LLC-Off Ins & Fin Srvs~6025 Applewood Ridge Circle, Colorado Springs, CO 80918~Ins & Fin'l Services~Y~Owner~09/2016~20 hrs/mo~20 trading hrs/mo 2. 09/03/2024- RMS LLC- serve papers- not inv related - 06/04/2018- 1 hr/mo non trading- 0 hr/mo trading ADDRESS: 6025 APPLEWOOD RIDGE CIR, COLORADO SPRINGS CO 80918, United States DESCRIPTION: Private Investigations
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-27 |
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