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Mercer Island, WA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-13 |
Branch Locations
18029 Calle Ambiente Suite 509, Rancho Santa Fe, CA 92067 • United States
Mercer Island, WA • United States
255 S King St Fl 9, Seattle, WA 98104 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alethea Capital Management, Llc | San Diego | CA | 03/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-24 |
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