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Brian Johnson Robb

Stifel, Nicolaus & Company, Incorporated

Alliance, OH

Canton, OH

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-08-14
  • OH RA
    APPROVED
    Since 2009-08-14

Branch Locations

960 West State, Alliance, OH 44601 • United States

3951 Convenience Circle Nw Suite 200, Canton, OH 44718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Alliance OH 03/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-08-12
S63 Uniform Securities Agent State Law Examination 1996-04-25
  • S65 Uniform Investment Adviser Law Examination
    2009-08-12
  • S63 Uniform Securities Agent State Law Examination
    1996-04-25
Other Names
  • Brian Johnson Robb
  • Bj Robb
  • Brian Johnson Robb

View on SEC IAPD

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