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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
CA RA APPROVED 2004-01-12
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • CA RA
    APPROVED
    Since 2004-01-12

Branch Locations

30 South First Street, Campbell, CA 95008 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Campbell CA 12/2003 Present
Charles Schwab Bank Campbell CA 02/2005 Present
Self-Employed -Landlord Cupertino CA 03/2017 07/2017
  • 12/2003 → Present
    Campbell, CA
  • 02/2005 → Present
    Charles Schwab Bank
    Campbell, CA
  • 03/2017 → 07/2017
    Self-Employed -Landlord
    Cupertino, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-30
  • S66 Uniform Combined State Law Examination
    1999-07-30
Other Names
  • Larry Larson
  • Lawrence Larson
  • Keith Larson

View on SEC IAPD

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