Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-03
CA RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2018-02-03
  • CA RA
    APPROVED
    Since 2008-01-01

Branch Locations

1880 Tice Valley Blvd, Walnut Creek, CA 94595 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Walnut Creek CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Walnut Creek CA 11/2016 Present
Previous Registrations
  • 2005-08-15 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    St. Louis, MO
    Pleasanton, CA
    Walnut Creek, CA
Other Businesses

JAZZERCISE FRANCISE; NOT INVESTMENT RELATED; DUBLIN, CA; OWNER/FRANCHISEE; AEROBIC / FITNESS; START DATE 4/2011; 10 HRS MONTH; 0 HRS DURING TRADING; DUTIES: CERTIFIED AEROBIC INSTRUCTOR.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-10-25
  • S63 Uniform Securities Agent State Law Examination
    2003-10-25
Other Names
  • Karen Elizebeth Mcleland
  • Karen Elizabeth Mclelandrogers

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Walnut Creek, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor