Karen Elizabeth Mcleland

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Walnut Creek, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Walnut Creek, CA

Previous Registrations

• 2005-08-15 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  St. Louis, MO
  Pleasanton, CA
  Walnut Creek, CA

Other Businesses

JAZZERCISE FRANCISE; NOT INVESTMENT RELATED; DUBLIN, CA; OWNER/FRANCHISEE; AEROBIC / FITNESS; START DATE 4/2011; 10 HRS MONTH; 0 HRS DURING TRADING; DUTIES: CERTIFIED AEROBIC INSTRUCTOR.

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-10-25

Other Names

• Karen Elizebeth Mcleland
• Karen Elizabeth Mclelandrogers