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Mark Thomas Erickson

Tiaa-Cref Individual & Institutional Services, LLC

Glendale, CO

Littleton, CO

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-21
CO RA APPROVED 2005-02-24
  • TX RA
    APPROVED_RES
    Since 2025-08-21
  • CO RA
    APPROVED
    Since 2005-02-24

Branch Locations

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 05/2000 Present
Tiaa Denver CO 05/2000 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-23
S63 Uniform Securities Agent State Law Examination 2000-07-08
  • S65 Uniform Investment Adviser Law Examination
    2005-02-23
  • S63 Uniform Securities Agent State Law Examination
    2000-07-08

View on SEC IAPD

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