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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
10451 West Palmeras Drive Suite 200, Sun City , AZ 85373 • United States
313 N Gilbert Rd Suite 200, Gilbert, AZ 85234 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Financial Services | Tempe | AZ | 11/2010 | 10/2017 |
| Metlife Securities | Tempe | AZ | 11/2010 | 10/2017 |
| Mml Investors Services, Llc | Tempe | AZ | 03/2017 | 10/2017 |
| Voya Financial Advisors, Inc. | Gilbert | AZ | 10/2017 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:RAYHONS FINANCIAL SOLUTIONS,LLC; Yes; 3335 E BASELINE RD; GILBERT; AZ; 85234; FINANCIAL SERVICES/DBA; INVESTMENT PROFESSIONAL; 10/16/2017; 160; 160; SALE OF INSURANCE AND SECURITIES PRODUCTS.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3335 E BASELINE RD; GILBERT; AZ; 85234; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/17/2017; 160; 160; SALE OF FIXED INSURANCE PRODUCTS|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-03 |
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