Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-29
  • OH RA
    APPROVED
    Since 2026-06-29

Branch Locations

351 N Main St, Grafton, OH 44044-1203 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-20
OH RA APPROVED 2021-10-15
  • TX RA
    APPROVED_RES
    Since 2024-03-20
  • OH RA
    APPROVED
    Since 2021-10-15

Branch Locations

Grafton 351 Main Street, Grafton, OH 44044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 02/2015 01/2017
Unemployed Uniontown OH 01/2017 06/2018
Axa Advisors, Llc New York NY 06/2018 06/2020
Equitable Advisors, Llc New York NY 06/2018 07/2020
Cetera Investment Services Llc St.CLoud MN 07/2020 10/2021
Tcf National Bank Ravenna OH 07/2020 10/2021
Cetera Investment Advisers Llc Ravenna OH 07/2020 10/2021
The Huntington Investment Company Columbus OH 10/2021 Present
Ameriprise Financial Services, Llc Grafton OH 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-13
S63 Uniform Securities Agent State Law Examination 1996-04-04
  • S66 Uniform Combined State Law Examination
    2015-03-13
  • S63 Uniform Securities Agent State Law Examination
    1996-04-04
Other Names
  • Robert Dailey Moser
  • Robert Moser
  • Rob Moser

View on SEC IAPD

More in Grafton, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor