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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-29
FL RA APPROVED 2024-03-07
MN RA APPROVED 2013-11-01
IL RA APPROVED 2003-11-14
  • TX RA
    APPROVED
    Since 2026-07-29
  • FL RA
    APPROVED
    Since 2024-03-07
  • MN RA
    APPROVED
    Since 2013-11-01
  • IL RA
    APPROVED
    Since 2003-11-14

Branch Locations

8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States

Venice, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bloomington MN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bloomington MN 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-23
S63 Uniform Securities Agent State Law Examination 1996-05-09
  • S65 Uniform Investment Adviser Law Examination
    1999-12-23
  • S63 Uniform Securities Agent State Law Examination
    1996-05-09
Designations

View on SEC IAPD

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