Stephen Christopher Pfaff

Current Employers

Employment History

• 06/2001 → Present
  Pfaff Financial Advisors Inc
  Clearwater, FL
• 05/2007 → 09/2016
  Vsr Financial Services, Inc
  Overland Park, KS
• 08/2007 → 09/2016
  Vsr Advisory Services
  Overland Park, KS
• 08/2016 → 05/2021
  Summit Financial Group Inc
  Boca Raton, FL
• 08/2016 → 09/2019
  Summit Brokerage Services, Inc.
  Boca Raton, FL
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-09-01 → 2021-05-20
  Summit Financial Group Inc
  Clearwater, FL
  Boca Raton, FL
• 2007-06-01 → 2016-09-01
  Vsr Financial Services, Inc.
  Overland Park, KS
  Clearwater, FL

Other Businesses

(1) STEPHEN PFAFF; NOT INVESTMENT RELATED; SAME AS REGISTERED LOCATION; INSURANCE SALES; AGENT; BEGAN 1991; 10 HOURS PER MONTH INCLUDING DURING TRADING; SELLS FIXED-TRADITIONAL INSURANCE; HEALTH AND DISABILITY INSURANCE: LONG TERM CARE (2) PFAFF FINANCIAL ADVISORS, INC; AT BRANCH OFFICE; INVESTMENT RELATED; 160 HRS A MONTH. (3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/1991 APX NUMBER OF HOURS PER WEEK: 16 APX NUMBER OF HOURS DURING TRADING HOURS: 16 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES AND LONG TERM CARE ; (4) NAME OF OTHER BUSINESS: SAN DAMIANO PROPERTIES MO LLC INVESTMENT RELATED: NO ADDRESS: 7789 MULBERRY, ODESSA, MO 64076 ; NATURE OF BUSINESS: INVESTMENT PROPERTY ; START DATE: 07/2021 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER / MANAGER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: LLC IS USED TO HOLD TITLE OF PROPERTY ;

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-06-04

Designations

Other Names

• Steve Pfaff