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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-08-14 |
| OH | RA | APPROVED | 2002-07-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Canton | OH | 03/1996 | Present |
| Bank Of America, Na | Canton | OH | 01/2010 | Present |
I*2187285, Entity Type: , Name of OBA: MR J C R AND MRS J A R JTWROS , Address: Naples, Florida, 34109, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 03-Feb-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-22 |
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