Arturo A Pensato

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2000 → 04/2017
  First Republic Securities Co. Llc
  San Francisco, CA
• 10/2000 → 04/2017
  First Republic Investment Management
  New York, NY
• 04/2017 → 01/2025
  First Republic Securities Company, Llc
  New York, NY
• 04/2017 → 01/2025
  First Republic Investment Management, Inc.
  New York, NY
• 09/2023 → 01/2025
  J.P. Morgan Securities Llc
  New York, NY
• 01/2025 → Present
  Rbc Capital Markets, Llc
  New York, NY
• 03/2025 → Present
  City National Bank
  New York, NY

Previous Registrations

• 2016-01-28 → 2025-02-10
  J.P. Morgan Private Wealth Advisors Llc
  New York, NY
  San Francisco, CA
• 2023-09-06 → 2025-01-17
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY
  Massapequa, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-28
• S63 Uniform Securities Agent State Law Examination
  2004-10-18

Other Names

• Arthur Anthony Pensato
• Artie Pensato
• Arturo Anthony Pensato
• Arthur Pensato