Dennis Daniel Coughlin

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Coughlin Giambrone, Llc
  New Hartford, NY
• 05/2009 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2004-08-25 → 2009-05-26
  Equitable Advisors, Llc
  New Hartford, NY
  New Hartford, NY

Other Businesses

1.FIXED INSURANCE SALES, AT BRANCH OFFICE, INVESTMENT RELATED. 2.TRUSTEE FOR FAMILY RELATED TRUST, NOT AT BRANCH LOCATION, NOT INVESTMENT RELATED. 3.SUNY INSTITUTE OF TECHNOLOGY - TEACH RETIREMENT PLANNING COURSES, NOT AT BRANCH LOCATION, NOT INVESTMENT RELATED. 4.COUGHLIN GIAMBRONE, LLC, 50% OWNER OF ENTITY CREATED FOR SECURITIES PRACTICE, AT BRANCH OFFICE, INVESTMENT RELATED. 5. TRUSTEE FOR NON FAMILY RELATED TRUST, NOT AT BRANCH LOCATION, NOT INVESTMENT RELATED. 6. CO-OWNER, GIAMBRONE COUGHLIN REALTY, LLC AN ENTITY CREATED FOR THE PURPOSE OF BUYING AND OWNING COMMERCIAL PROPERTY LOCATED AT NEW HARTFORD NY, AS OF 09/01/2018; APPROXIMATELY LESS THAN 5% TIME SPENT DURING SECURITIES TRADING HOURS PER MONTH; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-11
• S63 Uniform Securities Agent State Law Examination
  1996-05-08

Designations

• Certified Financial Planner

Other Names

• Dennis D Coughlin
• Dennis Coughlin